Delaware
|
11-3516358
|
|
(State or other jurisdiction of incorporation or organization)
|
(I.R.S. Employer Identification Number.)
|
37000 Grand River Avenue, Suite 120
Farmington Hills, MI
|
48335
|
|
(Address of principal executive offices)
|
(Zip code)
|
Large accelerated filer ☐
|
Accelerated filer ☐
|
Non-accelerated filer ☒
|
Smaller reporting company ☒
|
Emerging growth company ☐
|
Item 3. |
Incorporation of Documents By Reference.
|
(a)
|
the Registrant’s Annual Report on Form 10-K filed on March 30, 2023;
|
(b)
|
the Registrant’s Quarterly Reports on Form 10-Q filed on May 15, 2023, August 11, 2023, and November 13, 2023;
|
(c) |
the Registrant’s Current Reports on Form 8-K filed on January 25, 2023; April 21, 2023; June 2, 2023; June 9, 2023; June 14, 2023; August 11, 2023; September 27, 2023; November 1, 2023; and November 2, 2023; and
|
(d) |
the description of the Registrant’s Common Stock contained in the Registrant’s Form 8-A (File No. 001-34079), as filed with the Commission pursuant to Sections 12(b) and 12(g) of the Securities Exchange Act of
1934, as amended (the “Exchange Act”), on May 23, 2008.
|
Item 8. |
Exhibits.
|
Exhibit
Number
|
Description
|
Amended and Restated Certificate of Incorporation (incorporated by reference to Appendix G to the Company’s Definitive Proxy Statement on Schedule 14A, filed on April 29, 2005)
|
|
Certificate of Amendment of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on May 5, 2017)
|
|
Certificate of Amendment of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on August 30, 2018)
|
|
Certificate of Amendment of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on April 12, 2019)
|
|
Certificate of Amendment of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on November 6, 2020)
|
|
Certificate of Amendment of Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K, filed on November 6, 2020)
|
|
Second Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.3 to the Company’s Current Report on Form 8-K, filed on November 6, 2020)
|
|
First Amendment to Second Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on June 10, 2022)
|
|
|
|
Second Amendment to Second Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed on June 17, 2022)
|
|
4.10 |
Third Amendment to Second Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on June 2, 2023). |
Ocuphire Pharma, Inc. 2021 Inducement Plan (incorporated by reference to Exhibit 10.41 to the Company’s Annual Report on Form 10-K, filed on March 11, 2021)
|
|
First Amendment to Ocuphire Pharma Inc. 2021 Inducement Plan (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K, filed on November 1, 2023)
|
|
Opinion of Honigman LLP
|
|
Consent of Ernst & Young LLP
|
|
Consent of Honigman LLP (included in Exhibit 5.1)
|
|
Power of Attorney (included after the signature of the Registrant contained on the Signature Page of this Registration Statement)
|
|
Filing Fee Table
|
OCUPHIRE PHARMA, INC.
|
|||
By:
|
/s/ Dr. George Magrath
|
||
Name:
|
Dr. George Magrath
|
||
Title:
|
Chief Executive Officer
|
SIGNATURE
|
TITLE
|
DATE
|
||
/s/ Dr. George Magrath
|
||||
Dr. George Magrath
|
Chief Executive Officer & Director
(Principal Executive Officer)
|
November 20, 2023
|
||
/s/ Amy Rabourn
|
||||
Amy Rabourn
|
Senior Vice President of Finance
(Principal Financial and Accounting Officer)
|
November 20, 2023
|
||
/s/ Sean Ainsworth
|
||||
Sean Ainsworth
|
Director
|
November 20, 2023
|
||
/s/ James S. Manuso
|
||||
James S. Manuso
|
Director
|
November 20, 2023
|
||
/s/ Cam Gallagher
|
||||
Cam Gallagher
|
Director
|
November 20, 2023
|
||
/s/ Jay Pepose
|
||||
Jay Pepose
|
Director
|
November 20, 2023
|
/s/ Richard Rodgers
|
||||
Richard Rodgers
|
Director
|
November 20, 2023
|
||
/s/ Susan K. Benton
|
||||
Susan K. Benton
|
Director
|
November 20, 2023
|